RegEd provides compliance, licensing and regulatory-management software for financial-services firms. Its platform supports onboarding and licensing of agents and advisors, automates compliance reviews and audits, tracks regulatory changes, and delivers required training and continuing education. Insurers, banks and broker-dealers use RegEd to streamline compliance workflows, reduce manual risk and stay aligned with evolving industry regulations.
Vendor
RegEd
Company Website
- Alerts 2.0
Automated alert system that syncs producer licensing data with regulator records in real time.
- Annual Compliance Meeting on Demand
On-demand, FINRA-aligned annual compliance meeting platform with custom modules and attestation tracking.
- Annuities Training Platform
Industry-wide SaaS platform that centralizes state suitability and carrier-specific annuities training for producers.
- Anti Money Laundering Training
Unified online AML training platform for insurance & securities professionals to meet compliance requirements.
- Branch Audit Management
Enterprise SaaS to plan, execute, remediate and report branch inspections for regulated firms.
- CE Central
Centralized SaaS for tracking and managing producer continuing-education compliance.
- CE Program Management
Streamline and manage live CE programs for compliance-regulated industries with ease.
- Complaint Management
Enterprise SaaS for capturing, tracking and resolving consumer complaints with audit-ready workflows.
- Compliance Management Solution Suite
Enterprise SaaS compliance platform streamlining regulatory workflows and AI-powered advertising review.
- Compliance Questionnaires
Enterprise SaaS for creating, distributing and tracking regulatory compliance questionnaires.