Overview

RegEd’s Annual Compliance Meeting On-Demand (ACMOD) delivers a web-based, FINRA-aligned solution that lets firms build and deliver compliant annual compliance meetings online. The solution provides a continuously updated course catalog, customizable programs, multimedia modules, automated attestations and completion tracking — enabling firms to reduce travel costs, centralize attendance reporting and maintain audit trails for regulatory examinations.

Features and Capabilities

• Customizable Program: Courses and modules can be tailored to firm-specific policies and meeting objectives; mix-and-match topics to create firm-specific ACMs.
• Attestation Tracking: Automatic generation of attestations at the end of each session to document employee acknowledgement and completion.
• Status Visibility & Reporting: Automated notifications, dashboards and reports provide firm-wide completion visibility and support audit readiness.
• Streamlined UX: Intuitive web interface and online access that simplifies assignment, viewing and completion for representatives.
• Diverse Course Library: Multimedia and interactive modules covering evolving industry topics, investment products and regulatory developments.
• Online Format / Cost Efficiency: Interactive webcasts and on-demand delivery reduce travel and live-event overhead while preserving engagement metrics.
• Continuously Updated Catalog: RegEd updates the catalog to reflect regulatory and industry changes so content remains current.