Verint Financial Compliance is a comprehensive solution designed to help financial services organizations navigate the complex landscape of regulatory compliance. By leveraging AI-powered speech transcription and analytics specifically trained for the financial markets, this innovative platform enables firms to capture, retain, and analyze all forms of communication across both traditional and modern platforms. The solution addresses the growing challenges faced by regulated businesses, including the need to demonstrate full compliance with applicable regulations and avoid severe consequences such as fines and reputational damage.

Key Features

Comprehensive Capture Verint Financial Compliance Capture allows organizations to record, secure, analyze, and understand all regulated interactions across various communication and collaboration platforms in a unified manner

• Captures trade-related interactions across all channels and modalities
• Provides a cohesive approach to managing communications data

Communications Profiling This feature utilizes cutting-edge multi-lingual speech recognition and transcription capabilities, voice analytics, and communications surveillance

• Powered by artificial intelligence pre-trained for financial markets
• Addresses challenges posed by evolving communication patterns, including non-binary communications

Mobile Recording Verint Financial Compliance Mobile Recording helps organizations meet strict legal requirements for capturing and monitoring mobile communications

• Covers regular calls, texts, and digital interactions
• Assists in avoiding breaches, spotting market abuse, and mitigating conduct risk

Integration with Collaboration Platforms The solution integrates seamlessly with popular communication tools used in the financial sector

• Microsoft Teams Recording: Certified by Microsoft for compliant capture and management of all communication features, including persistent chat
• Zoom Recording: Provides essential capabilities for managing compliance investigations, analysis, and legal hold for Zoom interactions

Benefits

Regulatory Compliance Verint Financial Compliance helps organizations strengthen their regulatory compliance efforts

• Enables firms to meet stringent regulatory requirements such as Dodd-Frank and MiFID II
• Reduces the risk of non-compliance and associated penalties

Risk Mitigation The solution offers a comprehensive, risk-based approach to compliance

• Helps organizations avoid fines and reputational damage
• Provides proactive prevention of compliance issues

Operational Efficiency Verint Financial Compliance combines technology and automation to streamline compliance processes

• Reduces operational costs associated with compliance management
• Turns communication data into actionable intelligence