Regulatory Filing

Unit21 Regulatory Filing is an automated compliance solution that streamlines the submission of Suspicious Activity Reports (SARs), Currency Transaction Reports (CTRs), and Suspicious Transaction Reports (STRs) to FinCEN, FINTRAC, and over 45 countries via goAML. It eliminates manual processes by auto-filling forms, tracking filing statuses, and sending deadline reminders, ensuring timely and error-free regulatory reporting. The platform integrates directly with Unit21’s case management system, enabling seamless transitions from investigation to filing.

Features

• Auto-filled SARs, CTRs, STRs, and goAML forms using pre-populated templates.
• Direct submission to FinCEN, FINTRAC, and 45+ jurisdictions via goAML.
• Real-time status tracking within the Unit21 dashboard.
• Automated reminders for Continuing Activity Reports (CARs).
• Customizable narrative templates for consistent and accurate filings.
• Audit-ready documentation and filing history.
• No-code setup for filing workflows and deadlines.

Capabilities

• End-to-end filing automation from alert to submission.
• Granular control over filing timelines and content.
• Integrated case management for seamless compliance operations.
• Real-time visibility into filing progress and updates.
• Support for multiple regulatory formats and jurisdictions.
• Scalable filing infrastructure for growing compliance teams.

Benefits

• Reduced manual effort and human error in regulatory reporting.
• Improved filing accuracy and consistency with automated templates.
• Timely submissions with built-in reminders and tracking.
• Enhanced audit readiness and regulatory confidence.
• Streamlined compliance workflows across teams and jurisdictions.
• Increased operational efficiency and reduced compliance overhead.