Overview

RegEd Regulatory Examination Management streamlines and automates the full lifecycle of regulatory examinations. It centralises task coordination, document handling, examiner communication, remediation and audit‑trail management — enabling firms to reduce time and resources required for exams, while improving transparency and compliance reliability.

Features and Capabilities

• Task Management: Assign, manage and monitor all exam‑related tasks (data requests, communications, remediation, deadlines).
• Compliance Portal: Enables secure communication with regulators and external parties (e.g. producers, external stakeholders) across the extended enterprise.
• Examiner Profile: Store examiner-specific data — preferences, communication notes, history — to tailor interactions and streamline processes.
• Case Management: Support closed‑loop workflows for corrective actions, with status tracking and history.
• Document Management: Maintain version control, history, and document comparison functionality for all exam‑related documents.
• Full Audit Trail: Centralised logging of all communications, information transfers, task completions and remediation actions — ensures traceability and accountability.