Overview

RegEd’s Investment Adviser Representative (IAR) CE is an enterprise SaaS solution that delivers NASAA-aligned continuing education courses and an integrated compliance dashboard for registered IARs and the firms that manage them. The offering includes guided course selection, a large course library mapped to the IAR CE credit requirements (Products & Practice; Ethics & Professional Responsibility), integration with industry registries and FINRA data for completion reconciliation, designation credit support, and enterprise reporting and administration features to manage firm obligations and learner progress.

Features and Capabilities

• Provider Approval & Credentials: RegEd is an approved IAR CE provider and delivers compliant course content and tracking for state-adopted IAR CE requirements.
• Guided Course Selection: Advisers receive guided workflows to select the correct CE courses required for annual compliance, helping avoid mis-crediting and accelerating completion.
• Extensive Course Library: Provides a large catalog of IAR CE courses covering Products & Practice and Ethics & Professional Responsibility, with optional designation credit support.
• IAR CE Dashboard & Progress Tracking: Dashboards display individual and aggregate progress, completion status by category, and audit-ready records for firms.
• FINRA & Registry Integration: Integrates registration data to reconcile credits completed off-platform and ensure accurate CE status across systems.
• Enterprise Administration & Reporting: Enables administrators to assign courses, manage cohorts, run detailed reports, and generate certificates and compliance documentation.
• State Adoption Mapping & Regulatory Support: Offers a visual state adoption map and regulatory guidance indicating where the NASAA model rule has been adopted and its effective dates.
• Complementary Solutions: Connects with RegEd’s broader CE and compliance ecosystem, including course management, Firm Element Training, and related validation services.
• Learning & Certification Features: Supports course completion certificates, designation credit eligibility, and content aligned with industry learning standards.