Overview

RegEd’s Firm Element Training is a cloud-delivered compliance education solution that helps broker-dealers design, deliver and track annual Firm Element programs required under FINRA continuing education rules. The platform provides a broad library of regulator-aligned courses, easy assignment and completion workflows, reporting and recordkeeping features, and content built around real-world scenarios to strengthen representative competence and support audit readiness.

Features and Capabilities

• **Course Library & Content: **Extensive library of Firm Element and related continuing education courses addressing current industry and compliance topics, including regulator-aligned content and insurance CE where applicable.
• **Program Design & Needs Analysis: **Tools and guidance to perform annual needs analyses and to create written training plans that map to FINRA requirements and firm risk priorities.
• **Assignment & Delivery: **Centralized assignment engine to schedule, assign and deliver annual Firm Element courses via a single, user-friendly interface supporting self-paced eLearning.
• **Tracking & Reporting: **Enhanced tracking and completion reporting to show which representatives completed required modules, generate certificates, and produce audit-ready records for regulators and internal stakeholders.
• **User Experience & Accessibility: **Streamlined user experience for learners to find and complete assigned training quickly; content uses case studies, graphics and interactive elements to reinforce learning.
• **Integration & Data Feeds: **Supports carrier and firm data feeds, enabling automatic enrollment of users into required courses and synchronization with producer and licensing data.
• Regulatory Alignment & Expertise: Content and advisory resources informed by ongoing regulatory monitoring and guidance so training topics remain aligned with FINRA, NASAA and state requirements.
• **Related CE Solutions & Ecosystem: **Part of RegEd’s broader education and training suite, enabling firms to consolidate continuing-education and compliance-training programs on a single platform.