Overview

RegEd is a cloud-based enterprise compliance and education platform widely used in the financial services industry. It delivers compliance education, product training, continuing education (CE) and regulatory training at scale — each year supporting over one million CE courses and issuing insurance/CE certificates. RegEd enables broker‑dealers, insurance firms, investment advisers, banks and other regulated entities to standardize training, ensure regulatory compliance, and manage ongoing certification lifecycle across agents, advisers and producers.

Features and Capabilities

• Compliance & Continuing Education Management: Provides a comprehensive suite covering required state and federal training (e.g. CE, IAR CE, Insurance CE), ensuring compliance with regulatory mandates.
• Product‑ & Carrier‑Specific Training: Through its Annuities Training Platform (ATP), RegEd enables producers to complete state suitability and carrier‑specific training on a shared platform, with automatic reporting to carriers.
• Annual Compliance Meeting On‑Demand: Online on-demand sessions to satisfy firms’ annual compliance meeting obligations (e.g. under FINRA rules), with tracking, attestation and reporting.
• Firm Element Training & CE Program Management: Firms can outsource management of their live CE events; includes attendance tracking, e-certificates, instructor management, regulatory compliance, and private-label “Virtual University” setup for internal training.
• Anti‑Money Laundering (AML) Training: Provides AML compliance training and allows producers to share their completion status with participating carriers.
• Enterprise‑wide Workflow & Credentialing Integration: Part of a broader enterprise compliance management platform that includes onboarding, licensing & registration, regulatory change management, advertising review, audit management, etc.
• Scalability & Multi‑Client Use: Supports large financial firms, broker‑dealers, insurance companies and banks — managing thousands of agents/advisors, many licenses/registrations and multiple carriers — consolidating compliance operations under one SaaS solution.