Star’s Future-Ready Compliance Solution

StarCompliance Enterprise is scalable and easy to use for both end users and administrators — built to drive employee adoption, reduce risk and gain operational efficiencies.

Conflicts

Protect your employees and reduce risk with a suite of solutions designed to address a range of potential employee conflicts. Personal Account Dealing Ensure employee trading and investments meet all regulatory and internal policy requirements. Crypto Dealing Gain comprehensive pre-clearance and post-trade oversight across 100+ crypto exchanges and 25+ blockchains. Private Investments Simplify declarations for employees holding non-publicly traded investments. Gifts & Hospitality Track and report gifts and hospitality—given or received—to stay compliant with anti-bribery regulations. Outside Business Activities Easily capture and manage employee disclosures for external business engagements. Political Donations & Activities Enforce pay-to-play thresholds and minimize employee-related risk with purpose-built tracking and controls. Insider Trading Detection Monitor employee trading against market activity and public news to detect potential insider risks.

Incident Management

Streamline HR and compliance processes while providing employees with a safe, anonymous space to report incidents. Incident Management Offer employees multiple reporting channels and simplify incident intake, management, and resolution. Whistleblower Hotline Enable global reporting with multilingual support across 65+ languages.

Control Room & MNPI Management

Organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single source of truth. MNPI Management Centralize MNPI oversight with tools for wall crossings, insider lists, restricted lists, and more. Compliance Control Room Manage conflicts, monitor deal teams, and streamline wall crossing workflows with StarCompliance Enterprise. Marketing Compliance Review Complete marketing and advertising reviews faster with AI assistance.

Individual Accountability & Training

Comply with global accountability regimes by fortifying employee accountability, training, and competency. Individual Accountability Meet regulatory requirements across the UK, Singapore, Ireland, and Australia. Training & Competency Track employee training, manage certifications, and ensure ongoing compliance through customizable oversight and reporting.

Broker-Dealer Registration

Gain transparency and confidently manage license and registration workflows in one centralized platform. Broker-Dealer Registration Streamlined broker-dealer licensing and registration processes for employees and compliance teams.

StarCompliance Enterprise Delivers

On-Demand Configurability

Extensive workflows are highly configurable, powered by conditional logic.

Multi-Jurisdictional

Tailor time zone, currency, language, and more for global employees.

Intuitive UX

Drive employee adoption with ease and simplify employee access via standard authentication and/or single sign-on.

Actionable Intelligence

Quickly and easily get real-time analytics through customizable dashboards and reports.

Multi-Layered Protection

Safeguard sensitive data with multi-layered access rights based on division, department, role, location, and more.

Future-Ready Architecture

Gain a 360-degree view of your employee compliance anywhere with scalable, cloud-ready software and integrations with Snowflake, Thoughtspot, and PowerBI.

Our Platform Features

Star Technology

Advanced implementation and security options ensure your compliance operations are safer and more efficient than ever before.

Star Security

Comprehensive governance, risk, and compliance security provide the ultimate protection for your data.

Data Management

A range of products, services, and vendor solutions that let you monitor and manage an ever-increasing amount of data, enhance and optimize existing data sets, and maintain data integrity.

Reporting & Analytics

Be proactive, not reactive. Put actionable intel in front of compliance officers and frontline managers in an interactive format in near-real time.

Star Mobile

With STAR Mobile, employees pre-clear activity and report transactions on-the-go and Supervisors can review escalated requests from anywhere.

GuideMe

GUideMe is your compliance software training partner. Get instant support from inside the application.