Overview

Xceptor’s Regulatory Reporting solution is a no-code data automation platform that centralises, standardises and prepares data for reporting engines so firms can meet regulatory deadlines and adapt rapidly to changes. It ingests data from any format or source, applies business rules and transformations, enriches missing reference data, and outputs validated submission-ready files — reducing manual remediation, IT dependencies and time to implement regulatory change.

Features and Capabilities

• Data ingestion & integration: Automatically ingest data from any source or format (spreadsheets, PDFs, messages, internal systems) and normalise into a single, auditable dataset for reporting.
• Data transformation & mapping: Support configurable, business-led mapping and transformation rules to convert raw inputs into regulator-required formats and fields.
• Enrichment & reference data lookups: Enrich records by fetching or joining reference data (for example LEIs or other identifiers) to fill missing fields required by regulators.
• Business-led rule management: Enable operations teams to create, modify and deploy reporting rules without IT intervention, shrinking time to implement regulatory change from months to days.
• Validation & exception handling: Validate transformed data against business and regulatory rules, route exceptions into auditable workflows, and provide traceability for remediation steps.
• Output & connectivity: Deliver submission-ready files to downstream reporting engines or regulators in the required formats, and integrate with existing reporting pipelines.
• Scalability & CoE support: Scale automations across the enterprise via a Center of Excellence model to govern reuse, templates and best practices.
• Regulatory templates & use cases: Prebuilt templates and use-case patterns for common regulatory regimes (e.g., trade and securities reporting frameworks), enabling faster deployments.
• Auditability & governance: Full audit trail of data transformations, rule changes and approvals to support regulatory review and internal compliance checks.