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Regulatory & Investor CommunicationsBroadridge

Broadridge's Regulatory and Investor Communications streamline financial and regulatory reporting for asset managers, ensuring clarity and compliance.

Vendor

Vendor

Broadridge

Company Website

Company Website

Product details

Quick and effective delivery of regulatory submissions and investor communications

Our document repository maintains “gold” copies of the KIID, Prospectus, Financial Statements and any other type of related fund documentation. It allows for the centralised control of web publishing, industry dissemination and regulatory filing and notification.

A robust document management and delivery system A reliable document library and dissemination tool is essential in ensuring published KIIDs, Prospectus, Financial Statements and other fund documentation are kept up to date and records held for evidential purposes.

  • Central repository
  • Record Keeping and Archiving
  • Regulatory Filing and Notification
  • Web Hosting
  • Dissemination
  • Investor Communications

Features

  • Automated Reporting: Simplifies the creation and distribution of reports.
  • Regulatory Compliance: Ensures adherence to global regulations.
  • Investor Communications: Enhances engagement with investors.
  • Data Integration: Consolidates data from multiple sources.
  • Customizable Templates: Allows for tailored reporting formats.
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