FundApps Shareholding Disclosure is a cloud-based compliance solution that automates the monitoring and reporting of shareholding disclosure obligations across more than 100 jurisdictions. Designed for investment managers, hedge funds, and pension plans, the platform simplifies regulatory complexity by combining enriched legal, market, and regulatory data with expert-maintained rules and real-time alerts. FundApps integrates seamlessly with existing systems and supports a wide range of data formats. It helps firms stay compliant with beneficial ownership, short selling, takeover panel rules, and more—reducing manual effort and improving accuracy.

Features

• Global Rule Coverage: Covers disclosure requirements in over 100 jurisdictions, including SEC 13f-2 and 13G rules.
• Automated Monitoring: Continuously checks position data against disclosure thresholds using data from Refinitiv and Bloomberg.
• Rule Engine: Expert-coded rules based on aosphere’s legal interpretations, updated regularly.
• Data Aggregation: Aggregates positions by entity, portfolio, and ownership type (legal, voting, management).
• Results Dashboard: Daily summaries of required actions, historical data access, and custom rule alerts.
• Pre-Trade Disclosure API: Real-time exposure checks before trading to avoid threshold breaches.
• Filing Manager Integration: Enables direct submission to regulators with full audit trails.
• Issuer-Specific Data: Automatically sources takeover panel info, short selling lists, FIRDS, and more.

Benefits

• Time Savings: Reduces manual processes by up to 80%, freeing compliance teams to focus on strategic tasks.
• Risk Reduction: Minimizes the risk of missed filings and regulatory penalties.
• Auditability: Provides full audit trails and filing status tracking in one place.
• Scalability: Supports firms of all sizes and adapts to growing regulatory needs.
• Accuracy & Confidence: Ensures disclosures are timely, consistent, and based on reliable data.
• Client Success Support: Backed by a dedicated customer success and content team.