FundApps Sanctions Monitoring is a cloud-based compliance solution that automates the screening of investment portfolios against global sanctions lists. Designed for investment managers and compliance teams, it helps organizations stay ahead of geopolitical risk by continuously monitoring holdings and flagging potential exposure to sanctioned entities. The platform uses data from BIGTXN to screen positions upon upload and provides real-time alerts when changes occur in sanctions lists. It supports pre-trade checks using ISINs and maintains a complete audit trail for regulatory review. FundApps Sanctions Monitoring covers ten major sanctions regimes, including OFAC (U.S.), EU, UK, UN, and others.

Features

• Daily Monitoring: Automated daily checks and continuously updated sanctions lists.
• On-Demand Screening: Pre-trade checks using ISINs to avoid exposure before execution.
• Exhaustive Coverage: Screens against ten global sanctions lists, including:
  • U.S. OFAC SDN List
  • EU Consolidated Sanctions List
  • UK OFSI Sanctions List
  • UN Security Council Sanctions List
  • Australia DFAT
  • Canada Consolidated List
  • Switzerland SECO
  • Hong Kong CEDB
  • Japan METI
  • Singapore MAS
• Audit-Ready Oversight: Full searchable record of screenings, decisions, and actions.
• Actionable Notifications: Timely alerts with clear explanations for flagged entities.
• Centralized Monitoring: View all holdings and investments in one platform.
• Instant Deployment: No implementation required for existing FundApps clients.

Benefits

• Reduced Risk: Avoid legal, financial, and reputational damage from sanctioned entity exposure.
• Operational Efficiency: Eliminates manual tracking and list combing.
• Regulatory Confidence: Ensures compliance with evolving global sanctions regimes.
• Time Savings: Automates screening and alerting, freeing up compliance resources.
• Auditability: Maintains a complete audit trail for internal and external reviews.
• Scalability: Supports firms of all sizes with instant deployment and integration.