Highlights

• View the market value sum for all investments managed by a fund or family of funds, a venture capital firm, a brokerage company, or an individual registered as an investment advisor or portfolio manager.
• With wrap fee program data, identify any advisory program under which a specified fee or fees (not based directly upon transactions in a client's account) is charged for investment advisory services (e.g., investment advice, investment research, trading fees, and admin fees) and the execution of client transactions (e.g., acting as a sponsor, acting as a portfolio manager or acting as both).
• Since many registered investment advisors (RIA) are privately held companies, the Form ADV/AUM report, distilled into our easy-to-read feed format, may be your only regulatory source for the most comprehensive information about private RIAs. Form ADV is the uniform form used by investment advisors to register with both the SEC and state securities authorities. In this data feed, you'll see AUM by client type, investment account type, client residence, and total AUM, as well as the number of clients and accounts, separately managed accounts attributed to AUM, and wrap fee programs by advisor role. Understand absolute levels of assets, incentives on ROI, and fee earnings for public and privately held companies.